1-Page Mind Map Summarising ASIC’s Review of Financial Advice Industry

Want to use ASIC’s Report 251 Review of financial advice industry practice to improve compliance and help manage risk?  Use our Mindmap to identify key ASIC recommendations quickly and easily.

The report was released in September last year.  It sets out ASIC’s findings from a review of the top 20 advice-providing AFS licensees.  ASIC is currently conducting a scaled down (but, in other respects, similar) review of the next biggest 30 advice-providing licensees.

Intern: Sarah Holley  
Lawyer: Sam Hills 

1-Page Mind Map Summarising ASIC’s Review of Financial Advice Industry by Holley Nethercote Commercial Lawyers is licensed under a Creative Commons Attribution-Noncommercial-No Derivative Works 2.5 Australia Licence.

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