This course explains the distinction between procedural and behavioural compliance and examines best practice principles that should be applied by participants in their day-to-day duties.
Activities include audit preparation workshop exercises and an explanation of the process of giving advice. How to undertake a fact find and needs analysis and the distinction between no advice, full advice and limited advice are also examined.
In the training, Compact's presenters are able to draw on extensive litigation experience where they have acted as legal counsel for insurance companies and financial services advisers.
What have people said about the Compliance training course?
- “I found the presentation and content of topic excellent. I particularly liked this programme because of its real life and relevant examples”.(anonymous)
- “I rate this programme excellent. I liked the interaction - variety of learning methods and opportunities to discuss issues and explore. This will assist me in my work putting into perspective what compliance is about.”(anonymous)
- “The presentation was excellent. I liked the relevance, freedom to discuss without judgment, provision of really useful knowledge. Tim & Grant made compliance interesting and engaging. Please be assure this training has made a difference!”(anonymous)
- “The presentation and content of topic is excellent!!”(anonymous)
- “I particularly liked about this programme with its entertaining presenters with good quality, practical examples.”(anonymous)
- “An interesting way to present compliance and law, it’s absolutely and totally relevant to my work. An excellent programme.”(anonymous)
- “I liked this presentation as the explanations provided were informative and relevant. The programme was excellent and will absolutely assist in raising awareness and profile of compliance. The presenters worked well as a team and were engaging and entertaining.”(anonymous)
- “The programme was interactive and the presenters (Tim & Grant) made a relative dull topic interesting and engaging. Please continue the great work!”(anonymous)
- “I liked the comfortable environment to learn and participate in examples given to demonstrate. I found the programme excellent and think it would be beneficial if even more people attended.”(anonymous)
- “I found the presentation and content of topic excellent. I particularly enjoyed the presenter’s style – enjoyed the conversation type presentation rather than a PowerPoint slideshow.”(anonymous)
- “Both Tim and Grant (despite being barristers) were a lot of fun and made compliance interesting - they even made legislation sound interesting – overall an excellent presentation.”(anonymous)
Contact us if you have an inquiry or if you are interested in this course.
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