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Legal Services
Applying for or varying an
AFSL
Apply for an Australian Credit Licence
Tailored regulatory updates
AFS Licence procedures
AFS Licence Reviews
Adviser Coaching
Responsible Managers
Directors and Officers Duties
FSR and No Advice
AML/CTF
Contract Management
Trade Practices
Debt Recovery and Insolvency
Law for Non-Lawyers
Are you an
AFS
Licence holder
?
Need
AFS licensee
support,
adviser coaching
,
responsible managers training
, or assistance
obtaining your AFSL
?
Click here
for a 1-page fact sheet about Compact.
1-Page Mind Map Summarising ASIC’s Review of Financial Advice Industry
> More Topics
ASIC
and
ACCC
Compliance Audits
MC for Compliance Conference or PD Day
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Keywords
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Training
Responsible Managers
Responsible Managers of Australian Financial Services Licensees (AFSL)
Advanced AFSL Responsible Managers
Australian Credit Licensee Responsible Manager Training
AFS licensing & FSR
FSR and No Advice
Mock Court for Financial Planners
Australian Credit Licensing
Australian Credit Licensee Responsible Manager Training
Credit CPD: Top up Series
Trade Practices
Contracts and Trade Practices
Trade Practices (tailored)
Trade Practices (public seminar)
Contracts
Contract Management
Contracts and Trade Practices
Debt Recovery and Insolvency
Corporations Law
Directors and Officers Duties (tailored course and public seminar course)
Debt Recovery and Insolvency
Law and the Manager
Law for Non-Lawyers
Anti-Money Laundering & Counter-Terrorism Financing
Anti-Money Laundering and Counter-Terrorism Financing
AFS Licensing
Procedures for your AFS Licence
Tailored Regulatory Monitoring Service
Licensee Reviews and ASIC Audits for your AFSL
Applying for or Varying your AFSL
Adviser Coaching Service
Credit Licensing
Applying for or Varying your ACL
Australian Credit Licensing (ACL) Ongoing Compliance Support
Trade Practices
Trade Practices (tailored)
Trade Practices (public seminar)
ACCC Audit Role - Enforceable Undertakings
Conference Speakers
Mock Court Training e.g. Financial Planners, Debt Recovery
MC for your Conference or PD Day
Conference Speakers for PD Days, Conferences, Compliance Retreats
Buy Procedures
AML/CTF Part A & Part B Program
AFSL Procedures
ACL Procedures