This procedure*,** assists in compliance with RG 104 - Licensing: Meeting the general obligations, and RG 166 - Financial requirements. It is primarily organisational and must be tailored with assistance from your accountant.
* This procedure will not comply with the regulatory requirements if it is not correctly tailored to your particular business. Compact - Compliance & Corporate Training is not responsible for the upkeep of this procedure once purchased by the licensee. The content of this procedure will vary depending on legislative and policy changes and updates, as well as the nature of the licensee. This procedure is current on the date of purchase.
**This procedure is only organisational. It does not address financial reporting and financial auditing requirements.
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