|
This procedure* assists in compliance with RG 104: Licensing: Meeting the general obligations. It also helps satisfy ASIC's Pro Forma 209 (PF) licence condition 2 on your AFSL.
Click here to see an example.
* This procedure will not comply with the regulatory requirements if it is not correctly tailored to your particular business. Compact - Compliance & Corporate Training is not responsible for the upkeep of this procedure once purchased by the licensee. The content of this procedure will vary depending on legislative and policy changes and updates, as well as the nature of the licensee. This procedure is current on the date of purchase.
Leave a Comment / Ask a Question
|