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This procedure* is:
- designed to meet the requirements of RG 104 - Licensing: Meeting the general obligations;
- benchmarked against the Australian Standard on Compliance Programs AS 3806-2006; and
- designed to act as an umbrella "compliance plan" for the greater compliance manual.
Note: contains the Compliance Diary procedure (offered as a separate product to purchase if necessary).
* This procedure will not comply with the regulatory requirements if it is not correctly tailored to your particular business. Compact - Compliance & Corporate Training is not responsible for the upkeep of this procedure once purchased by the licensee. The content of this procedure will vary depending on legislative and policy changes and updates, as well as the nature of the licensee. This procedure is current on the date of purchase.
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