Sam's role at Compact involves providing services to financial services licensees. These include participating in compliance committee meetings, drafting and reviewing compliance procedures, preparing licence applications and conducting training sessions. Many of these services require a detailed knowledge of ASIC policy, as well as the financial services laws.
Sam has assisted a number of organisations with risk management, including conducting training, facilitating risk identification sessions and drafting and reviewing risk management procedures. She has a good working knowledge of the Australian Standard on risk management AS/NZS 4360:2004.
Sam graduated from the University of Melbourne with honours in both Arts and Law in 2003. She completed the final semester of her Law degree on exchange at Universite Jean Moulin Lyon III in Lyon, France, where she completed four law subjects in French.
Sam has worked at Compact since 2000.
Sam is also a solicitor with Holley Nethercote commercial lawyers, having been admitted to practise as a Barrister and Solicitor in 2004. Much of her work as a lawyer is in financial services law.
Sam enjoys having adventures with her husband Richie and two young children, Edward and Claire – from feeding goats to investigating rock pools. When time permits, she loves to read a novel, go to the theatre, or get her hands dirty in the garden. She also loves good food and long conversations with old friends.
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